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The Guiliano Law Firm, P.C.
Contact: Nicholas Guiliano
1700 Market St , #1005
Philadelphia, PA 19103
Phone: (215) 413-8223
The Guiliano Law Firm, P.C. is multi-jurisdictional or national, where permitted by law, and is substantially limited to the representation of individual and institutional investors for fraud, the sale of defective financial products, the sale of unsuitable investments, breach of fiduciary duty, stockbroker fraud, and other forms of misconduct against brokerage firms, their agents, and other investment professionals.
Significant losses in your brokerage account may be a sign that your stockbroker or financial advisor acted inappropriately and you may be entitled to recover those losses. The Guiliano Law Firm, P.C. are experienced in recovering investment losses cause by defective investment advice and the sale of defective financial products. We have decades of experience representing investors in court and in FINRA arbitrations throughout the country. If you believe that you may be the victim of investment fraud or stockbroker misconduct, please contact us for a free, confidential evaluation of your claims.
Legal claims by investors against stockbrokers and securities broker-dealers are required to be adjudicated or decided in securities arbitration before the Financial Industry Regulatory Authority or FINRA. FINRA securities arbitration is litigation. Except having your case decided by a judge or jury, the adjudication of securities claims are determined by a panel of FINRA Arbitrators. Instead of filing a complaint in court, in FINRA securities arbitration, the plaintiff or claimant files a Statement of Claim. The respondent or defendant will file an Answer. The parties are afforded discovery, including certain presumptively discoverable categories of documents and information under the Rules, and ultimately, the matter is adjudicated at a trial or final hearing, where parties make opening and closing statements, examine witnesses and introduce evidence. The panel issues an Award or judgment, which unlike court proceedings, is virtually unappealable.
